Title
Evaluating the Impacts of a Small-Grants Program on Sustainable Development and Biodiversity Conservation in Andean Forest Landscapes
Date Issued
01 May 2020
Access level
open access
Resource Type
journal article
Author(s)
Báez S.
Mazzarino M.
Peralvo M.
Center for International Forestry Research
Publisher(s)
International Mountain Society
Abstract
International sustainable development and conservation agendas can help regional decision makers to frame their own agendas. Agendas can guide programs and initiatives that drive funding and capacity development for research, and the research, in turn, provides knowledge, evidence, capacity building, and impetus for action. Deficits in research capacity, knowledge, and funding confound efforts on the impact pathway from agenda to outcome. Small-grants programs can play an important role in filling these gaps. In this paper, we evaluate a suite of impacts of a small-grants program linked to a regional research agenda for the Andean forest landscape. Using the concept of additionality, and analyzing the database of applications for the solicitation process and responses to a questionnaire by awardees, we evaluated the effects of the funding on research input, outputs and outcomes, and transformative application to sustainable development. We found that the solicitation process, which yielded 180 applications, fell short of its goal of attracting applicants well distributed among the Andean countries, applications from women, and applications for interdisciplinary transformative research projects. Nevertheless, the 15 projects that were funded did ultimately cross disciplinary lines, result in diverse outputs and outcomes, and help to advance work toward achieving sustainable development and biodiversity conservation in the Andean forest landscape. We recommend that small-grants programs that focus narrowly on a topic or region be supported and that they strive to elevate regional researchers and women in the community of practice.
Start page
D1
End page
D7
Volume
40
Issue
2
Language
English
OCDE Knowledge area
Ecología Economía Otras ciencias sociales
Scopus EID
2-s2.0-85100923961
Source
Mountain Research and Development
ISSN of the container
02764741
Sponsor(s)
HELVETAS Swiss Intercooperation Direktion für Entwicklung und Zusammenarbeit - DEZA The PBA fellowship program welcomed proposals from a diversity of disciplines, conceptual frameworks, methodological approaches, and project activities beyond research. The program targeted established researchers and practitioners to conduct synthesis studies and graduate students for basic research, each receiving different levels of funding (US$ 12,000 and US$ 4000, respectively). Two rounds of funding, in 2016 and 2017, were announced on the PBA website and disseminated broadly via email to relevant professional networks. Applicants categorized their project in 1 or more of 4 thematic areas: biodiversity and ecology, forest restoration, sustainable management of forest landscapes, and environmental policy. The first call for proposals required applicants to identify only 1 theme, whereas the second required that proposals be interdisciplinary. Proposals in both rounds that applied to more than one area were prioritized. The award selection process, set by the program board, evaluated scientific relevance, interdisciplinary approaches, geographic scope, and international collaboration. Proposals presented by female researchers based in Andean countries received additional points. Two external peer reviewers evaluated each proposal, and the fellowship board members oversaw the results. The PBA is an initiative that has been funded by the Swiss Agency for Development and Cooperation since 2015. The overall goal of the PBA is to reduce the vulnerability of people and ecosystems to climate change by promoting mitigation, adaptation, and sustainable development in AFLs. The PBA launched a small-grants program in 2016 to address the funding gap and to specifically link to the AFL-RA. The funding program comprised a key component of the PBA’s theory of change, or impact pathway (Oberlack et al 2019), because it provided a mechanism to support the production of scientific knowledge to inform policies and actions supporting sustainable development, with an intended goal to support the development of research capacity in Andean countries. The program chose to offer numerous small awards instead of few large grants to allow for the exploration of a broader set of topics and geographic locations in the Andean region. The awards were primarily, though not exclusively, for research rather than for implementation or innovation.
Sources of information: Directorio de Producción Científica Scopus